The Securities and exchange commission (SEC) recently adopted rule amendments that are intended to promote capital formation and reduce compliance costs for small public companies...
adminAugust 16, 2018
SEC Lifts Ban On General Solicitation, Allowing Startups To Advertise That They Are Fundraising The SEC has adopted rules implementing section 201(a) of the JOBS…
adminJuly 11, 2013
On April 2, 2013, the Securities and Exchange Commission (SEC) issued a report (Report of Investigation) on its investigation of Netflix, Inc. (Netflix) and its…
adminApril 2, 2013
The NASDAQ Stock Market, LLC (Nasdaq) has proposed rules to adopt new listing standards for compensation committees and for the selection of compensation advisers in…
adminOctober 9, 2012
(August 29, 2012) The SEC has published proposed amendments to Rule 506 of Regulation D and Rule 144A under the Securities Act of 1933 in…
adminAugust 31, 2012
by: Susan Wong The SEC has issued a public reminder that while the JOBS Act has been signed into law, the crowdfunding exemption provided in…
adminMay 18, 2012
The SEC Cracks Down on Firms Trading Facebook Pre-IPO Shares. To view this article by All Things D, click here. To view the SEC consent…
adminMarch 15, 2012
