SEC Cracks Down on Firms Trading Facebook Pre-IPO Shares

The SEC Cracks Down on Firms Trading Facebook Pre-IPO Shares.  To view this article by All Things D, click here.

To view the SEC consent decrees click:

SEC vs. SharesPost, Inc. and Greg B. Brogger

SEC vs. Laurence Albukerk and EB Financial Group, LLC

For more information regarding these matters, please contact John McIlvery, Group Chair of SAM’s Public Securities Practice.

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